ALCO’s COMMUNICATION TEAM
RÉDACTEURS EN CHEF
Head of Training & Communication Compliance
BGL BNP paribas
Conducting Officer –
Head of Compliance & Risk
Japan Fund Management Luxembourg
Fight against laundering of money of criminal origin and against terrorism financing; integrity of financial markets, respect for ethical principles, all these are now important parts of the financial sector today and that influences its activities widely.
The Compliance Officer function has appeared among credit institutions, PSFs, insurance companies. The Compliance Officer role is to make sure that these institutions comply with the current legislative, statutory and ethical standards.
Today, the Compliance function in the financial sector is officially recognised, on an international level by the Committee of Basel, and locally in Luxembourg by the CSSF. This function becomes compulsory in all the institutions of the financial sector in Luxembourg.
The “Association of Luxemburg Compliance Officers” for the Financial Sector was created on 20 december 2000.
Head of Legal & Compliance
Ocorian (Luxembourg) S.A.)
Deputy Chief Compliance Officer
Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A.
Legal Counsel & Compliance Officer
Senior Fund Compliance Officer
CF Fund Services
Senior Compliance Officer
KBL epb Compliance Advisory
KBL European Private Bankers S.A.