ALCO’s COMMUNICATION TEAM

RÉDACTEURS EN CHEF

Sandrine Wesquy 

Head of Training & Communication Compliance 

BGL BNP paribas

Thierry Grosjean 

Conducting Officer –
Head of Compliance & Risk 

Japan Fund Management Luxembourg

Fight against laundering of money of criminal origin and against terrorism financing; integrity of financial markets, respect for ethical principles, all these are now important parts of the financial sector today and that influences its activities widely.

 

The Compliance Officer function has appeared among credit institutions, PSFs, insurance companies. The Compliance Officer role is to make sure that these institutions comply with the current legislative, statutory and ethical standards.

 

Today, the Compliance function in the financial sector is officially recognised, on an international level by the Committee of Basel, and locally in Luxembourg by the CSSF. This function becomes compulsory in all the institutions of the financial sector in Luxembourg.

 

The “Association of Luxemburg Compliance Officers” for the Financial Sector was created on 20 december 2000.

AUTHORS

Steven Curfs 

Head of Legal & Compliance

Ocorian (Luxembourg) S.A.)

Oumarou Ide 

Deputy Chief Compliance Officer 

Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A.

Matthieu Sarrazin  

Legal Counsel & Compliance Officer 

ONPEX

Géranise Hurtis  

Senior Fund Compliance Officer

CF Fund Services 

(Groupe BDO)

Jean-Sébastien Kroonen 

Senior Compliance Officer

KBL epb Compliance Advisory

KBL European Private Bankers S.A.